The Alexis Team
The Alexis team has over 20 years experience within the financial services industry
ranging from legal, compliance, dispute resolution and insurance broking services.
Alexis Insurance Brokers Pty Ltd is a Corporate Authorised
Representative (No. 326574) of Alexis Wealth Advisors Pty Ltd ABN 49
119 785 296. Australian Financial Services License No. 309481
Christina Kalantzis, Principal
Christina Kalantzis has over 13 years experience in the financial services industry
and extensive risk management, professional indemnity insurance and compliance experience.
She managed the first Financial Services Reform (“FSR”) adviser banning 2005, was
an industry expert to ASIC and the ACA as part of the Quality of Advice Survey 2002,
and the FPA’s head project manager for FSR, privacy and fee disclosure.
Most recent projects have included, advising and assisting AFSL’s to comply with
their PI insurance obligations, representing advisers in ASIC banning hearings,
managing Westpoint and Basis Capital claims and advising on superannuation switching
issues.
Christina holds a Master of Laws and Legal Practice, a Masters Degree in Banking and Finance,
a Bachelor of Commerce, and a Foundation Diploma in Financial Planning. She is an admitted
lawyer of the Supreme Court of NSW and is authorised to provide general insurance product advice.
Christina is also a Principal of Alexis Compliance and Risk Solutions (www.alexisrisk.com.au), another risk
protection company focusing on AFSL and representative compliance services.
Peter Kalantzis
Peter Kalantzis has over 10 years financial services experience. He specializes
in providing PI insurance solutions for financial services member associations and
participants.
In 2003, he accompanied the Financial Planning of Australia Association (“FPA”)
Chief Executive, Ken Breakspear to London to head negotiations with Insurer Zurich
London for a PI Facility for FPA members. Later in 2005, Peter was successful in
organizing a PI Facility for the Boutique Financial Planning Principals Group (“BFPPG”).
Peter holds a Bachelor of Commerce, Diploma in Accounting, and Tier 1 qualifications.
Peter is authorised to provide general insurance product advice.
Emily Lee, Insurance Administrator
Emily has over 8 years experience in the financial services industry and extensive
risk management, breach and complaint management expertise. She holds a Bachelor
of Commerce degree and is RG 146 qualified.
Emily’s work experience includes senior roles with AMP, CBA and NRMA Financial Services
as a Risk and Compliance Consultant.
Emily has experience in analysing compliance and risk issues, and developing programs
to identify trends and linkages across financial services business.